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Whistleblowing

What can be reported

At UniCredit Invest Lux S.A. we all have a responsibility to act in full compliance with applicable laws, regulations and our internal rules, as well as the professional standards of our job sector, in the context of a fair, safe and inclusive working environment.

Violations and/or irregularities of company regulations, external regulations as well as issues regulated in the attached Whistleblowing Policy may be reported.

Who can report

Employees and collaborators, consultants and suppliers, freelancers, volunteers and trainees, as well as shareholders and people with administrative, management, control, supervisory and representation functions. 

UniCredit Invest Lux S.A. is committed to ensuring a safe reporting environment that encourages and allows Whistleblowers to speak without fear of being penalized, ensuring confidentiality, privacy protection, maximum confidentiality and protection against any form of retaliation, direct or indirect, connected with the report made.

How to make a report

Reports must be submitted through one of the channels below. They must be as complete and detailed, attaching, if possible, documents (images, chat, word files, invoices, etc.) useful to follow up the report. Absolute confidentiality shall be ensured at all stages of the procedure. For this reason, the nominative reporting is encouraged, as opposed to the anonymous form, since it allows a better protection of those who report illegitimate behavior.

The internal reporting channels

Web reporting

It is possible to report an illegitimate behavior through the SpeakUp platform by accessing the following online portal:

Access SpeakUp portal

App reporting

It is possible to report an illegitimate behavior also via smartphone by downloading "SpeakUP Doing right, made easy" from the App Store/Google Play Store and entering the QR code on the right or the code 129438.

SpeakUp portal and app are encrypted platforms managed by an independent third party and offer the highest level of confidentiality of the personal data that were mentioned in the report.

 

Telephone report

The report can also be made by telephone: the reference numbers for each country are listed in the attached telephone list and the code to be entered is 129438.

The number to be used:

Country Phone instructions
Belgium

Freephone: 0800 89 326
France Freephone: 080 554 3753
Germany Freephone: 0800 1818 952
Italy Freephone: 800 147 694
Luxembourg Number: +352 342 080 8982 Call charged at local rate

Written report

You can send a written report to:

UniCredit Invest Lux S.A.
Chief Compliance Officer

1, Avenue de l’Aéroport,

L-1110 Senningerberg, Stairs B – Floor 6

R. C. S. Luxembourg N°: B 112174

Instructions for using the online portal and SpeakUp channels

Whistleblowing Policy 

Welcome to UniCredit Invest

To access the product information and services provided on our website please read and accept the following disclaimer.

Disclaimer more...

UniCredit Invest Lux Société Anonyme checks and updates the information on its web pages on a permanent basis. Despite our diligent attention, however, the information may have changed since it was posted. Therefore, we cannot be held responsible and we offer no guarantee for the up-to-dateness, accuracy or completeness of the information provided. The same applies to all other web pages to which connection is made via hyperlinks. UniCredit Invest Lux Société Anonyme is not responsible for the content of the web pages reached via hyperlinks. 

In addition, UniCredit Invest Lux Société Anonyme reserves the right to make changes or additions to the information provided. 

The content and structure of the web pages of UniCredit Invest Lux Société Anonyme are protected by copyright. Reproduction of information or data, especially the use of texts, text excerpts or image material, shall require prior consent of UniCredit Invest Lux Société Anonyme.

The content on our website serves only for informational purposes and does not form the basis of any business relationship. We, UniCredit Invest Lux Société Anonyme, cannot be held liable in the event of inaccurate, incomplete, or outdated information or in the event of falsification of information. Please speak with one of our advisers before making any business decisions. 

Otherwise, the information on this website concerning securities and financial services was reviewed only in terms of its compatibility with the laws of Luxembourg. In some foreign jurisdictions, the distribution of this type of information may be subject to legal restrictions under certain circumstances. The following information is therefore not addressed to natural or legal persons whose residence or business domicile is subject to a foreign jurisdiction that places restrictions on the distribution of this type of information. 

Consequently, the information on this website does not constitute an offer or solicitation to buy or sell securities to citizens of legal systems or states,

  • where such offers or solicitations are not permitted by law, 
  • where UniCredit Invest Lux Société Anonyme is not authorized to issue such
    an offer or solicitation, or
  • where said offers or solicitations to residents of the territory in question are illegal,

and it must not be used for such purposes.

In particular, the following information does not constitute an offer or solicitation to British citizens to buy or sell securities, nor is it intended as such. Accordingly, buy and sell orders of British citizens will not be processed.

Any person who accesses these web pages from a legal territory in which the aforementioned restrictions are applicable should obtain information about said restrictions and comply with them accordingly.

The securities mentioned on this web page are not and shall not be registered according to the U.S. Securities Act of 1933 as currently amended, and therefore they cannot be offered or sold in the United States, unless they are not subject to or are exempt from the registration obligation set forth in the U.S. Securities Act.
Thus the securities listed in the following information cannot be transferred to US citizens or to other persons in the United States, unless the respective securities transaction does not require registration under US law.